Regulatory authority
A public body or legally empowered organization responsible for administering or enforcing rules within a defined jurisdiction and scope.
REGULATORY & INDUSTRY FRAMEWORK
Regulatory & Industry Framework
Digital-asset and financial services may be subject to different frameworks depending on jurisdiction, service and operating entity.
Organizations are shown for general regulatory context. Inclusion does not state or imply that Fylu is licensed, registered, authorized, supervised, endorsed or affiliated with any organization shown.
SECU.S. Securities and Exchange CommissionFINRAFinancial Industry Regulatory AuthorityFinCENFinancial Crimes Enforcement NetworkFCAFinancial Conduct AuthorityASICAustralian Securities and Investments CommissionMASMonetary Authority of Singapore
Explore regulatory information HOW REGULATORY TERMS DIFFER
Precise language matters.
Registration
An entry on an official register. Registration alone does not necessarily authorize every financial service or product.
Authorization
Formal permission for a specified legal entity to perform defined activities, subject to the authorizing framework and conditions.
License
A permission issued under a particular legal regime for identified activities, entities, territories and, where applicable, customer types.
Membership
Participation in an organization or self-regulatory body. Membership is distinct from government licensing and must be described precisely.
Informational reference
A name or organization shown solely to help explain the regulatory landscape. It states no relationship with Fylu.
ORGANIZATION REFERENCE DIRECTORY
SECUnited States
U.S. Securities and Exchange Commission
FINRAUnited States
Financial Industry Regulatory Authority
FinCENUnited States
Financial Crimes Enforcement Network
FCAUnited Kingdom
Financial Conduct Authority
ASICAustralia
Australian Securities and Investments Commission
MASSingapore